Partners

Carl has over 30 years of experience in the retirement plan and wealth management industries. Carl is an LPL Registered Representative and Investment Advisor Representative with FINRA series 7, 8, 10, 63 and 65 registrations with LPL Financial. He has a BA degree from The College of Wooster, and a J.D. from the John Marshall School of Law at Cleveland State University and is a member of the California State Bar Association.

Ken has more than 20 years of experience in the retirement plan industry. Ken is an LPL Registered Representative and Investment Advisor Representative with FINRA series 7, 63 and 65 registrations with LPL Financial. He has BS and MBA degrees from the University of Southern California and an MA from UCLA. His industry designations include Accredited Investment Fiduciary (AIF), Professional Plan Consultant (PPC), and PlanSponsor Retirement Professional (PRP). He is also a Founding Lecturer at The Retirement Advisor University at UCLA’s Anderson School of Management.

Robert began his career as a Financial Advisor in 1993. Robert is an LPL Registered Representative and Investment Advisor Representative with FINRA series 7, 63 and 65 registrations with LPL Financial. Robert is also a Certified Financial Planner (CFP). Robert has a Bachelor of Science Degree in Finance from California State University, Long Beach.

Chris Steer began his career as a Financial Advisor in 1993. Chris is an LPL Registered Representative and Investment Advisor Representative with FINRA series 7, 63 and 65 registrations with LPL Financial. Chris has a Bachelor of Science Degree in Finance from Arizona State University.

Todd has over 20 years of experience in the retirement plan and wealth management industries. Todd is an LPL Registered Representative and Investment Advisor Representative with FINRA series 7, 63 and 65 registrations with LPL Financial. Todd has a BA Degree in Economics from San Diego State University.